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HEPATOLOGY, May 1998, p. 1435-1440, Vol. 27, No.
5
Original Articles
Determinants of Outcome of Compensated Hepatitis C
Virus-Related Cirrhosis
Lawrence Serfaty1, Hugues
Aumaître1, Olivier
Chazouillères1, Anne-Marie Bonnand2,
Olivier Rosmorduc1, Renée E. Poupon2,
and Raoul Poupon1
From the 1 Service
d'Hépato-gastroentérologie, Hôpital St-Antoine,
Assistance Publique-Hôpitaux de Paris, Paris, and
2 INSERM Unit 21, Villejuif, France
SEE EDITORIAL
ABSTRACT
The aim of this study was to assess the incidence of
decompensation (ascites, jaundice, variceal bleeding, and
encephalopathy), hepatocellular carcinoma (HCC) and death or liver
transplantation in patients with compensated Hepatitis C virus
(HCV)-related cirrhosis, taking into account the viral genotype and
interferon (IFN) therapy. Between 1989 and 1994, 668 patients with
no clinical evidence of decompensation were referred to our
department for liver biopsy because of positivity for anti-HCV
antibodies and elevated aminotransferase activity; 103 of these
patients had cirrhosis. The median follow-up was 40 months.
Fifty-nine patients were treated with IFN for a mean duration of 11
± 6 months; 3 (5%) had a prolonged biochemical and
virological response. Baseline characteristics of IFN-treated and
untreated patients were not significantly different. HCV genotypes
(InnoLiPa) were predominantly 1b (48%) and 3a (20%). During
follow-up, complications of cirrhosis occurred in 26 patients, HCC
in 11 patients, and decompensation not related to HCC in 19
patients. Sixteen patients died, 94% of liver disease. Three
patients were transplanted for liver failure. The 4-year risk of
HCC was 11.5% (annual incidence 3.3%) and that of decompensation
was 20%. Survival probability was 96% and 84% at 2 and 4 years,
respectively. In multivariate analysis, the absence of IFN therapy
was the only independent factor predictive both for HCC and
decompensation. A low albumin level at entry and the absence of IFN
therapy were the two independent factors predictive of death or
liver transplantation. Probability of survival at 2 and 4 years was
significantly different between IFN-treated and untreated patients
(respectively 97% and 92% vs 95% and 63%, P < .0001). In
conclusion, in patients with compensated HCV-related cirrhosis: 1)
complications of cirrhosis are frequent, whatever the viral
genotype; and 2) the severity of cirrhosis and the absence of IFN
therapy are independently predictive of bad outcome. (HEPATOLOGY
1998;27:1435-1440.)
INTRODUCTION
Hepatitis C virus (HCV) infection is one of the main causes of
death related to cirrhosis and liver transplantation in
France.1 The incidence of hepatocellular carcinoma (HCC)
and decompensation is not precisely known, particularly in Europe
and the United States. Indeed, study populations are often
heterogeneous in terms of the severity of liver disease, as well as
interferon (IFN) treatment.2-11 The long-term mortality
rate among patients with chronic Hepatitis C is controversial.
2,8 Prognostic factors for complications of HCV-related
cirrhosis are not clearly defined, particularly the role of the HCV
genotype.12-15 Recent studies have suggested that IFN
therapy reduces the risk of HCC in HCV-related cirrhosis.
16,17 The aim of this study was to assess in a cohort of
patients with compensated HCV-related cirrhosis the following: 1)
the incidence of decompensation (ascites, jaundice, variceal
bleeding, and encephalopathy), HCC, and death or liver
transplantation; and 2) factors predictive of complications,
including the HCV genotype and IFN therapy.
PATIENTS AND METHODS
Patients
Study Population. Between December 1989 and December
1994, 668 patients with no clinical evidence of decompensation were
referred to our department for liver biopsy because of anti-HCV
seropositivity (enzyme-linked immunosorbent assay and radio
immunoblot assay) and elevated alanine aminotransferase (ALT)
activity. All patients meeting the following criteria were included
in the study: 1) histological diagnosis of cirrhosis defined by
nodular regeneration; 2) no history or clinical sign at entry into
the study of complications of cirrhosis, ie, ascites, jaundice
(serum bilirubin > 3 mg/dL (51 µmol/L)), encephalopathy,
or variceal bleeding; 3) no evidence of HCC at entry into the study
on the basis of ultrasonography and -fetoprotein level < 500 µg/L; 4)
absence of serum Hepatitis B surface antigen; 5) absence of
co-existing liver disease such as hemochromatosis, Wilson's
disease, or biliary cirrhosis; 6) absence of excessive alcohol
consumption (> 80 g per day); and 7) absence of human
immunodeficiency virus antibodies.
One hundred and three patients fulfilling these criteria were
included in the study. Fifty nine of these patients (57%) were
treated with recombinant IFN- 2a or IFN- 2b (3 MU × 3/week) for a mean of 11
months (range, 6-33 months). A response to treatment was defined by
persistent normalization of ALT activity and absence of serum HCV
RNA one year after the end of treatment.
Follow-Up. Entry into the study was defined as the time
of diagnosis of compensated HCV-related cirrhosis, provided that
patients fulfilled the inclusion criteria. The follow-up period
ended at the date of death or liver transplantation or was censored
at the last recorded visit before January 1996. All patients were
examined every 6 months or more frequently, if indicated. Routine
evaluation included a physical examination, standard biochemical
liver tests, -fetoprotein assay, and liver ultrasound examination. The
following events were defined as severe clinical complications:
death, liver transplantation, onset of ascites, jaundice (serum
bilirubin > 3 mg/dL (51 µmol/L), hepatic encephalopathy,
bleeding from esophageal varices (hematemesis and/or melena), and
HCC. Decompensation was considered to be related to HCC if
decompensation and HCC were diagnosed at the same time. The
diagnosis of HCC, based on increasing levels of -fetoprotein, and
ultrasound findings, was always confirmed histologically.
Methods
Laboratory Tests. Viral parameters were studied on sera
stored at -80°C, by means of the Amplicor* HCV RNA qualitative
test (Roche Diagnostic), a standardized reverse
transcription-polymerase chain reaction (PCR) assay, according to
the manufacturer's instructions.
To determine the HCV genotype, PCR products from the Amplicor*
assay were directly analyzed by using a reverse hybridization assay
(InnoLipa, HCV, Innogenetics), according to the manufacturer's
instructions.18 In case of PCR-negativity, the serotype
was determined by using an enzyme-linked immunosorbent assay
technique (Murex' HCV serotyping 1-6 assay). Genotypes were
classified according to Simmonds.19 Data for patients
infected by genotypes other than 1b were pooled and compared with
those for patients infected by genotype 1b strains.
Prognostic Factors. The following clinical, biochemical,
virological, and histological variables measured at the time of
liver biopsy were evaluated as potential prognostic factors for
severe clinical complications: age at diagnosis, sex, history of
transfusion or iv drug use, duration of HCV infection in patients
with known risk factors (calculated from the date of transfusion or
the beginning of iv drug use), hepatomegaly and splenomegaly,
body/mass index, aspartate aminotransferase, ALT, gammaglutamyl
transpeptidase, alkaline phosphatase, albumin, bilirubin,
prothrombin time, platelets count, Child-Pugh score, -fetoprotein,
anti-Hepatitis B core antibody, infection with genotype 1b, and the
Knodell score.20 The prognostic value of IFN therapy for
severe clinical complications was also analyzed.
Statistical Analysis. Descriptive statistics are provided
as means ± SD. Fisher's Exact test or the Mann-Whitney test
was used for statistical comparisons. In the overall group, time to
occurrence of HCC, decompensation unrelated to HCC, and death or
liver transplantation were estimated using the Kaplan-Meier
method.
For each continuous parameter, a cutoff was defined to divide
the patients into 2 groups with approximately equal numbers of
events. Probabilities of HCC, decompensation unrelated to HCC, and
survival were estimated in each group using the Kaplan-Meier
method.21 The univariate associations between
potentially predictive variables and the 3 endpoints were tested
with the log-rank test. The independent predictive value of each
parameter was assessed with a stepwise multivariate Cox
model.22 In both univariate and multivariate analyses,
the relative risks were calculated by using a Cox regression model.
A P value of less than .05 was considered to denote a significant
difference. The univariate and multivariate analyses were performed
using the BMDP package.
RESULTS
Patient's Characteristics at the Time of Liver Biopsy
One hundred and three patients with compensated HCV-related
cirrhosis fulfilled the inclusion criteria. Fifty nine of these
patients were treated with recombinant IFN- , 44 were untreated.
Baseline characteristics of IFN-treated and untreated patients were
not significantly different (table 1). Serum HCV RNA was
detected by RT-PCR in 97 patients. Among these 97 patients, the HCV
genotypes were as follows: 1a in 16 (16%); 1b in 49 (51%); 2a in 6
(6%); 3a in 20 (21%); mixed in 1 (1%); and undetermined in 5 (5%).
Among the 6 PCR-negative patients, the serotype was 1 in three
cases, 2 in two, and undetermined in one. Forty nine (48%) of the
103 patients were considered to be infected by the genotype 1b
strain.
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table 1. Baseline Characteristics of Interferon-Treated
Patients and Untreated Patients |
Follow-Up of Patients
The median follow-up was 40 months (range, 6-72 months). Three
patients (3%) were lost to follow up. Among the 59 patients treated
with recombinant IFN- 2, 6 (10%) had a sustained normalization of ALT
activity and 3 (5%) had a sustained virological response. During
follow up, 26 patients (25%) developed complications of cirrhosis,
with HCC in 11 (11%) and decompensation unrelated to HCC in 19 (4
patients decompensated before HCC occurrence). The cumulative
probabilities of developing HCC were 3% and 11.5% at 2 and 4 years,
respectively (Fig. 1);
the annual incidence of HCC was 3.3%. The cumulative probabilities
of developing decompensation unrelated to HCC were 15% and 20% at 2
and 4 years, respectively (Fig. 2). Sixteen patients
(16%) died during the follow up. The causes of death were liver
failure in 5, HCC in 9, variceal bleeding in 1, and nonhepatic in
1. Three patients were transplanted for liver failure. The
cumulative probabilities of survival were 96% and 84% at 2 and 4
years, respectively (Fig.
3). The annual incidence of death or transplantation was 5.5%.
In the 19 patients who died or were transplanted, the time between
the first complication of cirrhosis and death or liver
transplantation ranged from 2 to 37 months.
Prognostic Factors for HCC Occurrence
In the univariate analysis, 3 baseline parameters were
significantly linked to the probability of HCC: history of
transfusion, alkaline phosphatase activity above 87 IU/L, and a
prothrombin time of 63% or less of the reference value (table 2). The cumulative
probability of HCC at 2 and 4 years was significantly lower in
IFN-treated than in untreated patients (1.8% and 4.4% vs. 5% and
23%, respectively, P < .001). In multivariate analysis,
absence of IFN therapy was the only independent factor predictive
of HCC (table 2).
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table 2. Univariate and Multivariate Analyses of
Prognostic Factors for HCC Occurrence |
Prognostic Factors for Decompensation Unrelated to
HCC
In the univariate analysis, 6 baseline parameters were
significantly linked to the probability of decompensation unrelated
to HCC: age at diagnosis above 63 years, ALT activity above 76
IU/L, an albumin level below 3.4 g/dL, a prothrombin time of 63% or
less of the reference value, a platelet count below 102 ×
109/L and a Child-Pugh score B (table 3). The cumulative
probability of decompensation unrelated to HCC at 2 and 4 years was
significantly lower in IFN-treated than in untreated patients (3.4%
and 11% vs. 33% and 38%, respectively, P = .001). In
multivariate analysis, absence of IFN therapy was the only
independent factor predictive of decompensation unrelated to HCC
(table 3).
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table 3. Univariate and Multivariate Analyses of
Prognostic Factors for Decompensation Unrelated to HCC |
Prognostic Factors for Survival
In the univariate analysis, 7 baseline parameters were
significantly linked to death or liver transplantation:
splenomegaly on physical examination, alkaline phosphatase activity
above 87 IU/L, an albumin level below 3.4 g/dL, a prothrombin time
of 63% or less than the reference value, a bilirubin level above
1.11 mg/dL, a platelet count below 102 × 109/L,
and a Child-Pugh score B (table 4). The probability of
survival was not significantly different between patients infected
by genotype 1b and patients infected by other genotypes (Fig. 4). Survival at 2 and 4
years was significantly higher in IFN-treated than in untreated
patients (97% and 92% vs. 95% and 63% respectively, P
< .0001) (Fig. 5).
In multivariate analysis, an albumin level below 3.4 g/dL and
absence of IFN therapy were the two independent factors predictive
of death or liver transplantation (table 4).
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table 4. Univariate and Multivariate Analyses of
Prognostic Factors for Survival |
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Fig. 4. Cumulative probability of survival among
patients infected with Genotype 1b (solid line) and patients
infected with other genotypes (dashed line). |
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Fig. 5. Cumulative probability of survival among
interferon-treated patients (solid line) and untreated patients
(dashed line). |
DISCUSSION
This study shows that a large proportion of patients with
compensated HCV-related cirrhosis develop complications, regardless
of the viral genotype. Independent of other prognostic factors, IFN
therapy was associated with significantly lower risk of HCC or
decompensation and longer survival.
The patients were homogeneous in terms of recruitment criteria,
i.e., primary referred for anti-HCV seropositivity and elevated ALT
activity, stage of liver disease at entry (no clinical evidence of
decompensation), and follow-up (all patients being evaluated in our
department). Only 3% of patients were lost to follow up. The
baseline characteristics of patients at entry, mean age 56 years, a
majority of men, infected by blood transfusion and harboring
genotype 1b, were similar to those in other studies conducted in
Western countries. 8,11,12
The cumulative probability of HCC was 3% and 11.5% at 2 and 4
years, respectively, with a yearly incidence of 3.3%, confirming
previous studies of Western patients with alcoholic or viral
cirrhosis. 8,11 The probability of decompensation which
was not related to HCC was quite high, 15% and 20% at 2 and 4
years, respectively. The probability of terminal illness (death or
liver transplantation) 2 and 4 years after the diagnosis of
cirrhosis was 6% and 16%, respectively. All but one death were
related to liver disease. Tong et al. reported a higher prevalence
of complications and death among patients with
transfusion-associated Hepatitis C; however, the study population
was heterogeneous, several patients having HCC or decompensated
cirrhosis at the diagnosis of Hepatitis C.7 In a
long-term follow-up study, although there was no increased
mortality after acute transfusion-associated non-A, non-B
Hepatitis, there was a significant increase in the number of deaths
related to liver disease.2
We defined prognostic factors for three different endpoints: HCC
occurrence, decompensation unrelated to HCC, and death or liver
transplantation. As expected, among baseline characteristics,
univariate analysis showed that signs of poor liver function and/or
portal hypertension were prognostic factors for the three
endpoints. Interestingly, Child-Pugh score was found to be a
prognostic factor for survival in univariate analyses but not in
multivariate analyses, in contrast with albumin level which was a
prognostic factor in both analyses. The superiority of albumin
level could be caused by the narrow range of Child-Pugh score as
only patients with no clinical evidence of decompensation, i.e.,
without ascites, encephalopathy, or jaundice, were included. For
the three endpoints, univariate analyses failed to find any
prognostic value of HCV genotype. Several cross-sectional studies
have suggested that infection by genotype 1b is associated with
more severe liver disease in patients with chronic Hepatitis
C,12-14 but this is probably the result of confounding
factors such as disease duration.23
A major finding of this study is the role of IFN therapy on
outcome of our patients. Indeed, the cumulative probabilities of
HCC, decompensation, and death or liver transplantation were
significantly lower in IFN-treated than in untreated patients. For
each of the three endpoints, the association between IFN therapy
and outcome was confirmed in multivariate analyses. The impact of
IFN therapy was independent of the biochemical and virological
response, only 5% of treated patients having a sustained
normalization of transaminases activity associated to HCV RNA PCR
negativity. The baseline characteristics of the 44% of patients who
were not treated with IFN were not significantly different from
those of the treated patients. Before 1992, the majority of our
patients with chronic Hepatitis C were treated with IFN; after
1992, most patients with HCV cirrhosis diagnosed in our department
were no longer treated with IFN, as several studies, as well as our
experience, revealed a very low rate of biochemical or virological
response in this population.24-26
The effectiveness of IFN therapy in the prevention of
complications of HCV-related cirrhosis is controversial. In a
randomized trial, Nishiguchi et al. showed that a 3- to 6-month
course of IFN could prevent HCC in patients with HCV-related
cirrhosis, independent of the biochemical response.16
The rate of HCC at 4 years was 4% in the treated group compared to
25% in the control group. The study of Mazzella et al. provides
similar event although the incidence of HCC was lower and the
follow up was shorter.17 In our study, the probability
of HCC at 4 years was 4.4% in treated patients and 23% in untreated
patients. The mean treatment period (11 months) was longer than in
Nishiguchi's (4 month) study. Survival tended to increase with the
IFN therapy duration, without reaching statistical significance
(data not shown). This is likely caused by the small number of
events in IFN-treated patients. In a recent retrospective study by
Fattovich et al. aimed to assess the long-term outcome of
compensated HCV-related cirrhosis, univariate analysis showed a
significantly higher probability of survival in IFN-treated
patients than in untreated patients.27 However, the link
between survival and IFN therapy was not confirmed in multivariate
analysis. This could be caused by the low yearly incidence (1.4%)
of HCC in this cohort as well as by major differences between
treated and untreated patients. Indeed, in contrast to our study,
the treated patients had the least severe liver disease and, as a
result, the prognostic value of liver function was so prominent
(e.g., bilirubinemia P < .0001 in multivariate analysis)
that the potential effect of IFN may have been masked.
The preventive effect of IFN on decompensation and HCC could be
related to properties other than anti-viral action. Indeed, in
vitro and in vivo studies have shown an anti-fibrogenic effect of
IFN.28-32 Natural-killer cell activity, which is
significantly diminished before the onset of HCC in patients with
viral cirrhosis,33 is increased by IFN.34
Finally, IFN has also anti-angiogenic properties.
35,36
In conclusion, this retrospective study shows that HCC and
decompensation occur in a large proportion of patients with
compensated HCV-related cirrhosis. IFN seems to prevent or delay
these complications, independent of its anti-viral properties. A
prospective controlled randomized trial is needed to confirm these
results.
References
Footnotes
Abbreviations: HCV, Hepatitis C virus; IFN, interferon;
HCC, hepatocellular carcinoma; PCR, polymerase chain reaction; ALT,
alanine aminotransferase.
Presented in part at the 47th Annual Meeting of the
American Association for the Study of Liver Disease, Chicago,
IL
Received October 13, 1997; accepted February 13,
1998.
Address reprint requests to: Lawrence Serfaty, M.D.,
Service d'Hépato-gastroentérologie, Hôpital
Saint-Antoine, 184 rue du Faubourg Saint-Antoine, 75571 Paris
Cédex 12, France. Fax: 33-1-49-28-21-07.
Copyright © 1998 by the American Association
for the Study of Liver Diseases.
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